Investor Advisory

Set of Investor Guidelines

Alerts and Updates

The Department of Compliance and Securities Division provides updates to help protect your investments from scams and fraud.

Investor Education

The Department of Compliance and Securities Division offers valuable educational content to improve financial literacy and investment knowledge.

File a Complaint

If you think a company has treated you unfairly in a business transaction, you may file a complaint online.

Investors Advised to Monitor Trading Accounts

Investors are urged to monitor their online accounts closely due to rising incidents of hacking and unauthorized transactions at online brokerages.

Investment Management and Inflation

Investors should understand how inflation affects their portfolio and the financial instruments they hold. Inflation leads to price increases caused by a rise in money supply.

Check a Company

Before deciding to do business with a company, check to verify its business profile and operational background.

File a Complaint

If you think a company has treated you unfairly in a business transaction, you may file a complaint online.