Your Consulting Partner
Upholding Integrity, Protecting Investors
Setting the global standard for financial regulation, ensuring fairness and transparency.
230+
Cases
100%
Success Rate
650+
Projects Complete
200+
Clients
Who We Are
We specialize in investigating fraud, suspect documents, and money laundering to ensure financial integrity.
We are an independent regulatory commission for investment firms. We exist to ensure that the corporate finance industry is conducting business fairly and under the guidance and supervision of policies set forth by this country.
We are committed to protecting the investing public and maintaining the market integrity through efficient governance and regulation of the industry.
Access Professional Investigations & Regulatory Support
Our expert team provides comprehensive investigations, regulatory compliance, and tailored support to ensure fairness, transparency, and market integrity.
What We Do
This office conducts a number of activities to ensure compliance of firms with the rules and regulations.
The commission is a direct response to the increased sophistication of financial crimes used by organized criminal elements to commit money laundering and securities fraud. We are structured to offer a victims absolute flexibility according to their individual needs.
Educate the Investing Public
Develop policies and measures for prevention, detection, and internal security.
Investigate & Enforce Legal Actions
Conduct investigations into financial crimes and fraud, enforcing legal actions.
Dispute Resolution
Offer financial tracking, asset recovery, and dispute resolution services.
Anti-Money Laundering & Counter-Terrorism Financing
Combat money laundering and counter terrorism financing activities.
Litigation Support & Expert Testimony
Provide expert testimony and support for litigation cases.
Transaction Pattern & Trend Analysis
Analyze financial transactions, patterns, and trends to detect irregularities.
Restrict Unfair, Abusive & Fraudulent Practices
Address consumer complaints, conduct background checks, and offer arbitration.
How Are We Funded
We receive funding from the Congress and we are answerable to the Treasury Department concerning financial allocation and distribution to employees. We do not accept or charge any fees for any of the services we provide.